Financial Workflow

Financial compliance across the FINRA, SEC, SOX, BSA/AML, KYC/CIP, and FFIEC framework paths — grounded in live SEC EDGAR, U.S. Treasury, and Federal Register data, with audit-cycle tracking and evidence compilation.

Current Audit Cycle
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Audit Cycle Dashboard Rolling quarter ladder + annual roll-up
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Regulatory Framework Catalog
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Sample Queries Click a question to ask Syndex in the assistant
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Retention Windows Per-framework recordkeeping requirements
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Evidence Pack Live

Your audit evidence packages — the chain-of-custody record backing the active cycle, organized by framework with retention metadata and capture attribution. Author, capture, and compile them in the Evidence tab; capture a figure or filing straight from the Data tab.

Typical artifacts in a pack:

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